AM/TA - Fail Asset Capital Event

If an investor does not meet their commitment for a capital call, their shares are marked as failed. Here, an asset represents multiple shares, or a lot, of a given security.

Details

/external/v1/capital-events/{capitalEventId}/assets/fail

Synopsis

Fail Asset Capital Event

put

This route is used to trigger the failure of the capital event (specific to capital calls) on a batch of assets on the blockchain for a particular security. This can be used by either the asset manager that owns the security or by a fund admin that is assigned to the security, e.g. if the amount of the call has not been received and the information that the investors have failed their obligations needs to be reflected on the ledger. If this is triggered then the asset will enter 'default' state and will be restricted for further actions. It triggers an asynchronous process that will persist this information on the blockchain, which can be monitored using the "Transactions API" endpoints. This endpoint can be invoked if the security is in one of the following statuses: ["active","completed","approved_revert_to_active","closed"]. This endpoint can be invoked if the capital event is in one of the following statuses: ["active","closed"] This endpoint can be invoked by organizations that have at least one of the following roles on this security: ["issuer","service_provider"]. This endpoint can be called by applications with access to scope "manageCapitalEvent".

Required scopes

This endpoint requires the following scopes:

• : manageCapitalEvent

Authorizations

oauth2

OAuth2clientCredentialsRequired

Token URL:

Path parameters

capitalEventIdanyRequired

The id that uniquely identifies the capital event on the ledger.

Example: TEST5678

Body

application/json

Responses

200

Successfully triggered the failure of the capital event on the assets.The "processId" and "orchestrationId" properties can be used on the "Transactions API" to monitor the status of this asynchronous process.

application/json

processIdstringRequired

This is used to uniquely identity a transaction process on this system.

Example: 2159457f-0167-4e93-a969-9cf0db05e0bf

orchestrationIdstringRequired

The orchestration id. It is used to uniquely identity a group of transactions that are being orchestrated following an action request.If a processId was passed as an input to the action, it will be returned on this property.

Example: 2159457f-0167-4e93-a969-9cf0db05e0bf

400

The following error codes can be returned: - GN0002 - TX0006 - CE0006 - CE0003 - AS0018 - AS0013 Please refer to the error code dictionary for the details of each error code.

application/json

401

The following error codes can be returned: - AU0001 - AU0003 Please refer to the error code dictionary for the details of each error code.

application/json

403

The following error codes can be returned: - AU0002 - CE0002 - IS0099 Please refer to the error code dictionary for the details of each error code.

application/json

404

The following error codes can be returned: - CE0001 Please refer to the error code dictionary for the details of each error code.

application/json

409

The following error codes can be returned: - IS0119 - IS0013 - IS0012 - IS0015 - CE0005 - CE0027 - CE0028 - CE0044 - AS0030 Please refer to the error code dictionary for the details of each error code.

application/json

put

/external/v1/capital-events/{capitalEventId}/assets/fail

HTTPcURLJavaScriptPython

PUT /external/v1/capital-events/{capitalEventId}/assets/fail HTTP/1.1
Authorization: Bearer YOUR_OAUTH2_TOKEN
Content-Type: application/json
Accept: */*
Content-Length: 204

{
  "transactionData": {
    "securityId": "USS3JKS01I00",
    "signer": {
      "email": "[email protected]",
      "name": "John Doe"
    }
  },
  "assetsData": [
    {
      "assetId": "US9QIMAOAS1Q",
      "extraData": {
        "whatever": "Extra Data that is needed"
      }
    }
  ]
}

{
  "processId": "2159457f-0167-4e93-a969-9cf0db05e0bf",
  "orchestrationId": "2159457f-0167-4e93-a969-9cf0db05e0bf"
}

Important Notes

• See Blockchain Transaction Tracking for information on using orchestrationId and processId.

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