Status Tables

Asset Status Table

Status	Description	Next States
busted	The asset is associated with a busted offering. Result of: Bust Offering	refunded
canceled	The asset is no longer valid. Result of: Cancel Digital Asset	disposed
confirmed	The subscription for this asset has been accepted by the issuer/asset manager. Result of: Accept Digital Asset	canceled disposed settled issued
created	An investor submitted a subscription. Result of: Create Digital Asset	confirmed disposed remediation_pending
deleted	Something went wrong with the technical transaction, so it has been discarded. Result of: Blockchain transaction failed	N/A
disposed	The asset has reached the end of its lifecycle. No further actions can be performed. Result of: Reject Digital Asset Decline Digital Asset Dispose Digital Asset Accept Recall Digital Asset	none
in_tender	Result of: Submit Tender Request
in_tender_pending	Result of: Submit Tender Request
in_trade	Result of (currently UI only)
in_trade_pending	Result of (currently UI only)
in_transfer	Result of (currently UI only)
in_transfer_pending	Result of (currently UI only)
issued	The asset has been created and is accessible by the investor. Result of: Run Close	none
locked	Parent security is locked because child assets have been submitted for tender.	N/A
locked_for_redemption
modified	Result of: Complete Transfer
preSynced	Result of: Create Digital Asset Temporary state before an asset is reflected on the ledger.	created
recalled	Result of: Recall Asset	created disposed
refunded	Result of: Refund Offering	none
remediated	Result of: Remediate Digital Asset	confirmed disposed
remediation_pending	Result of: Request Remediation	remediated
restricted	Result of: Restrict Offering	confirmed remediation_pending remediated canceled
retired
settled	Result of: Settle Digital Asset	issued canceled
settlement_confirmation_pending	Result of: Mark as Wired	settled
template	Result of (currently UI only): advisor proposes subscription to investor.	N/A
trade_proposed	Result of (currently UI only): advisor proposes trade to investor.	N/A

Happy Flow for Primary Market

Capital Event Status Table

Event Level

Status	Result of	Next States
draft	Create Capital Event	pending active canceled
cancel_in_progress	Cancel Capital Event	canceled
canceled	Cancel Capital Event	none
pending	Request Changes for Capital Event	pending active
approval_in_progress	Approve Capital Event	active
active	Approve Capital Event	closed
closed	Close Capital Event	none
deleted	Blockchain transaction failed	N/A
preSync	Create Capital Event Temporary state before an event is reflected on the ledger.	draft

Asset Level

Status	Result of	Next States
draft	Create Capital Event	active canceled
canceled	Cancel Capital Event	none
active	Approve Capital Event	closed
funded	Fund Event Assets	settled
settled	Settle Asset Capital Event
failed	Fail Asset Event	fundedAfterFailure
fundedAfterFailure	Recover Asset Event	none

Balance/NAV Status Table

Status	Result of	Next States
draft	Post Balance	canceled pending approved
canceled	Cancel Balance	none
pending	Reject Balance	canceled approved
approved	Approve Balance	navPending
navPending	Request Change for NAV	navCanceled navApproved
navApproved	Approve NAV	none
navCanceled	Cancel NAV	none
preSync	Post Balance Temporary state before an event is reflected on the ledger.	draft
deleted	Blockchain transaction failed	N/A

Tender Offer/Request Status Tables (Redemption)

Offer

Status	Result of	Next States
draft	Create Tender Offer	pending approved
pending	Reject Tender Offer	approved
active	Approve Tender Offer Create and Start Tender Offer	closed
canceled	Cancel Tender Offer
closing	Close Tender Offer	closed
closed	Close Tender Offer	price_pending price_approved price set
price_set	Set Tender Offer Price	price_applied
price_pending	Reject Tender Offer Price	price_approved
price_approved	Approve Tender Offer Price	price_set
settling	Settle Tender Offer	settled
settled	Settle Tender Offer	none
preSync	Create Tender Offer Temporary state before an offer is reflected on the ledger.	draft
deleted	Blockchain transaction failed	none

Requests

Status	Result of	Next States
proposed	Currently UI only
active	Submit Tender Request	pending_settlement closed
matched	Currently UI only
pending_settlement	Close Tender Offer
canceled	Cancel Tender Request
closed	Settle Tender Offer
declined	Settle Tender Offer
deleted	Blockchain transaction failed	N/A
preSync	Submit Tender Request Temporary state before a request is reflected on the ledger.	active

Transaction

in_progress, success, failed, timed_out, queued

Security

preSync, active, closed, busted, canceled, archived, retired, completed, approved_revert_to_active, paused

Assignment

The status of the assignment: - assigned: eligible to be accepted/rejected - accepted: eligible to be rejected - rejected: eligible to be accepted - inactive: it means that the organization is not assigned to this particular security. The typical use case is when an investing organization is only assigned to a subset of share classes. All the share classes to which the investing organization was not assigned to will have this status. Also, if an organization was removed from the exclusivty list it will also have this status.

Transfer

preSync, created, remediation_pending, remediated, approved_by_issuer, approved_by_sender, assets_remediation_pending, assets_remediated, completed, canceled, deleted

Organization

added, ready, removed

Orchestration Process

queued, in_progress, success, failed, dlq