Flows: For Segregated Portfolio Companies (spcUnit)

Working with SPC Funds

The following flows apply to segrated portfolio companies:

• initial fund/offering setup (see Flows: For All Investment Vehicles)

• transfers (see Flows: For All Investment Vehicles)

• initial investments

Initial Investments

The initial investments have the following flow, with securities issued when the Asset Manager or Transfer Agent runs a close for a batch of accepted shares. This flow assumes that:

• The investing org has been assigned to the fund.

• The investing org has accepted that assignment.

The Integration API refers to the initial step in subscribing as "creating an asset."

	Task	How
1	Inv - Create Asset (Lot)	../primary/asset
2	AM/TA - Reject Asset (Investment) AM - Mark Assets Batch as Accepted	../primary/{assetId}/reject ../primary/batch-mark-accepted
3	Inv - Mark Assets Batch as Wired	../primary/match-mark-wired
4	AM/TA - Mark Assets Batch as Settled	../primary/batch-mark-settled
5	AM/TA - Run Close	../primary/run-close