AM/FA/Inv - Get Security History Details

Details

Synopsis

Get Security History Details

get

This route is used to retrieve the history data entries of securities given a set of filters such as blockchain details or security identifiers. The history entries will reflect the state of the securities on a particular block on the ledger. This endpoint returns paginated data. Up to 10 can be extracted per call. This endpoint can be called by applications with access to scope "readIssuance".

Required scopes

This endpoint requires the following scopes:

: readIssuance

Authorizations

OAuth2clientCredentialsRequired

Token URL:

Query parameters

pageSizenumberOptional

The number of rows being retrieved. Must be a positive integer.

offsetnumberOptional

The offset (i.e. row start index). Must be a positive integer (or 0).

blockNumbernumber · max: 2147483647Optional

The block number where the action was recorded on the ledger.

Example: 350

transactionIdstring · max: 500Optional

The transaction id where the action was recorded on the ledger.

Example: 456789OIJHGFCVGHJKLKJHGF67JHPattern: ^[a-zA-Z0-9-]*$

channelNamestring · max: 20Optional

The name of the channel where the action was recorded on the ledger.

Example: OG123Pattern: ^[a-zA-Z0-9-]*$

securityIdsFilterstringOptional

The comma delimited list of security ids to filter the security history records. Up to 10 records can be provided. Each record should not exceed 12 characters.

Example: USCCWSF01I00,USCCWSF01I01

securityCorrelationIdsFilterstringOptional

The comma delimited list of security correlation ids to filter the security history records. Up to 10 records can be provided. Each record should not exceed 100 characters.

Example: 1234,5678,7890

securityCorrelationOrgIdstring · max: 12Optional

The organization identifier linked to the correlation ids provided in the "securityCorrelationIdsFilter" property. If not provided the organization id will be inferred from the access token.

Responses

200

Successfully retrieved the Security history

application/json

400

The following error codes can be returned: - GN0002 - GN0004 - GN0005 Please refer to the error code dictionary for the details of each error code.

application/json

401

The following error codes can be returned: - AU0001 Please refer to the error code dictionary for the details of each error code.

application/json

403

The following error codes can be returned: - AU0002 Please refer to the error code dictionary for the details of each error code.

application/json

get

/external/v1/securities/history

GET /external/v1/securities/history HTTP/1.1
Host: 
Authorization: Bearer YOUR_OAUTH2_TOKEN
Accept: */*

[
  {
    "timestamp": "2024-09-12T00:00:00.000Z",
    "blockNumber": 350,
    "transactionId": "456789OIJHGFCVGHJKLKJHGF67JH",
    "channelName": "OG123",
    "event": "Created",
    "update": {
      "legalEntityInfo": {
        "legalEntityId": "US1G14EGN"
      },
      "securityId": "USCCWSF01I01",
      "termSheetInfo": {
        "securityType": "lpUnits",
        "campaignType": "NonContingent",
        "allowBelowMinimum": true,
        "mannerOfSaleInfo": {
          "endDate": "2024-09-12T00:00:00.000Z",
          "maxAmount": 750000000,
          "minAmount": 0,
          "startDate": "2024-09-12T00:00:00.000Z"
        },
        "regulation": "RegS",
        "priceOptions": {
          "unitized": false,
          "unitPrice": 12,
          "minimumInvestment": 120,
          "allowsReinvestment": true,
          "type": "static",
          "currency": "USD",
          "totalSold": 0
        },
        "navOptions": {
          "navCurrency": "USD",
          "navFrequency": "Monthly"
        },
        "dividendOptions": {
          "dividendOption": "Mandatory Dividend",
          "dividendPercentage": 3,
          "dividendPaymentSchedule": "Annually",
          "dividendType": "cumulative"
        },
        "redemptionOptions": {
          "redemptionTenderOfferOptionEnabled": true,
          "redemptionPercentage": 2,
          "redemptionFrequency": "Monthly",
          "redemptionLockupPeriodMonth": 30,
          "redemptionNoticePeriod": 10
        },
        "shareClassInfo": [
          {
            "securityId": "USCCWSF01I01",
            "correlationData": [
              {
                "correlationId": "123245573717",
                "origin": "Identifies share class on backoffice",
                "organization": {
                  "name": "Test Organization",
                  "orgId": "TEST1234"
                },
                "extraData": {
                  "some": "Custom Property"
                }
              }
            ]
          }
        ],
        "feesInfo": {
          "feesTemplateInfo": {
            "feesTemplateId": "FT123456",
            "name": "Charles Schwab Fees Template",
            "status": "created",
            "backendFee": 0,
            "managementFees": [
              {
                "feesInfo": [
                  {
                    "description": "IP: annually of capital commitments | 6 years from the date of initial investment",
                    "value": 2,
                    "unit": "percentage",
                    "frequency": "Annually"
                  },
                  {
                    "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options",
                    "value": 1.5,
                    "unit": "percentage",
                    "frequency": "Annually"
                  }
                ]
              }
            ],
            "investorServicingFees": [
              {
                "maxAmount": 9999.99,
                "feesInfo": [
                  {
                    "description": "IP: annually of capital commitments | 6 years from the date of initial investment",
                    "value": 3,
                    "unit": "percentage",
                    "frequency": "Annually"
                  },
                  {
                    "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options",
                    "value": 2.5,
                    "unit": "percentage",
                    "frequency": "Annually"
                  }
                ]
              },
              {
                "minAmount": 10000,
                "maxAmount": 49999.99,
                "feesInfo": [
                  {
                    "description": "IP: annually of capital commitments | 6 years from the date of initial investment",
                    "value": 2,
                    "unit": "percentage",
                    "frequency": "Annually"
                  },
                  {
                    "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options",
                    "value": 1.5,
                    "unit": "percentage",
                    "frequency": "Annually"
                  }
                ]
              }
            ],
            "otherFees": [
              {
                "groupName": "Global fees",
                "groupDetails": [
                  {
                    "feesInfo": [
                      {
                        "description": "Some global fee",
                        "value": 75,
                        "unit": "basisPoints",
                        "frequency": "One-Off"
                      }
                    ]
                  }
                ]
              },
              {
                "groupName": "Bank fees",
                "groupDetails": [
                  {
                    "maxAmount": 4999.99,
                    "feesInfo": [
                      {
                        "description": "Bank fees - tier 1 - $5,000,000 - $9,999,999",
                        "value": 50,
                        "unit": "basisPoints",
                        "frequency": "One-Off"
                      }
                    ]
                  },
                  {
                    "minAmount": 5000,
                    "maxAmount": 999999.99,
                    "feesInfo": [
                      {
                        "description": "Bank fees - tier 2 - $10,000,000+",
                        "value": 25,
                        "unit": "basisPoints",
                        "frequency": "One-Off"
                      }
                    ]
                  }
                ]
              }
            ]
          },
          "commonFees": {
            "performanceFees": {
              "hurdleRate": 1,
              "highWatermark": {
                "enabled": true,
                "frequency": "Quarterly"
              },
              "grossOrNet": "Net",
              "fees": [
                {
                  "description": "The performance fee details during the IP period",
                  "value": 1,
                  "unit": "percentage",
                  "frequency": "Annually"
                },
                {
                  "description": "Some other description about the fee structure in the Post-IP period",
                  "value": 0.5,
                  "unit": "basisPoints",
                  "frequency": "Semi-Annually"
                }
              ]
            }
          }
        }
      },
      "campaignCompletedDate": "2024-09-12T00:00:00.000Z",
      "restricted": false,
      "parentSecurityId": "USCCWSF01I01",
      "exclusivityType": "private",
      "status": "active",
      "shareClassOptions": {
        "description": "This share class is offered to brokerage accounts",
        "accountEligibility": "Brokerage"
      },
      "accountId": "US9QIMAOAS1Q",
      "organization": {
        "orgId": "TEST1234",
        "name": "Test Organization"
      },
      "deploymentStatus": "success",
      "name": "Test Security",
      "shortName": "Test Sec",
      "externalIdentifiers": {
        "isin": "US1234567890",
        "cusip": "US1234567890",
        "ticker": "US1234567890"
      },
      "settings": {
        "bankAccount": {
          "bankABA": "979384247",
          "bankName": "Test Bank",
          "accountName": "Test U.S. Real Estate Fund II Access Fund, L.P.",
          "accountNumber": "457349587349587"
        }
      }
    },
    "signerData": {
      "email": "[email protected]",
      "name": "John Doe"
    },
    "extraData": {
      "ANY_ADDITIONAL_PROPERTY": "anything"
    },
    "organization": {
      "name": "Test Organization",
      "orgId": "TEST1234"
    }
  }
]

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[ { "timestamp": "2024-09-12T00:00:00.000Z", "blockNumber": 350, "transactionId": "456789OIJHGFCVGHJKLKJHGF67JH", "channelName": "OG123", "event": "Created", "update": { "legalEntityInfo": { "legalEntityId": "US1G14EGN" }, "securityId": "USCCWSF01I01", "termSheetInfo": { "securityType": "lpUnits", "campaignType": "NonContingent", "allowBelowMinimum": true, "mannerOfSaleInfo": { "endDate": "2024-09-12T00:00:00.000Z", "maxAmount": 750000000, "minAmount": 0, "startDate": "2024-09-12T00:00:00.000Z" }, "regulation": "RegS", "priceOptions": { "unitized": false, "unitPrice": 12, "minimumInvestment": 120, "allowsReinvestment": true, "type": "static", "currency": "USD", "totalSold": 0 }, "navOptions": { "navCurrency": "USD", "navFrequency": "Monthly" }, "dividendOptions": { "dividendOption": "Mandatory Dividend", "dividendPercentage": 3, "dividendPaymentSchedule": "Annually", "dividendType": "cumulative" }, "redemptionOptions": { "redemptionTenderOfferOptionEnabled": true, "redemptionPercentage": 2, "redemptionFrequency": "Monthly", "redemptionLockupPeriodMonth": 30, "redemptionNoticePeriod": 10 }, "shareClassInfo": [ { "securityId": "USCCWSF01I01", "correlationData": [ { "correlationId": "123245573717", "origin": "Identifies share class on backoffice", "organization": { "name": "Test Organization", "orgId": "TEST1234" }, "extraData": { "some": "Custom Property" } } ] } ], "feesInfo": { "feesTemplateInfo": { "feesTemplateId": "FT123456", "name": "Charles Schwab Fees Template", "status": "created", "backendFee": 0, "managementFees": [ { "feesInfo": [ { "description": "IP: annually of capital commitments | 6 years from the date of initial investment", "value": 2, "unit": "percentage", "frequency": "Annually" }, { "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options", "value": 1.5, "unit": "percentage", "frequency": "Annually" } ] } ], "investorServicingFees": [ { "maxAmount": 9999.99, "feesInfo": [ { "description": "IP: annually of capital commitments | 6 years from the date of initial investment", "value": 3, "unit": "percentage", "frequency": "Annually" }, { "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options", "value": 2.5, "unit": "percentage", "frequency": "Annually" } ] }, { "minAmount": 10000, "maxAmount": 49999.99, "feesInfo": [ { "description": "IP: annually of capital commitments | 6 years from the date of initial investment", "value": 2, "unit": "percentage", "frequency": "Annually" }, { "description": "Post-IP: annually on invested capital (remaining cost) | 11 years from the initial investment with 2 one-year extension options", "value": 1.5, "unit": "percentage", "frequency": "Annually" } ] } ], "otherFees": [ { "groupName": "Global fees", "groupDetails": [ { "feesInfo": [ { "description": "Some global fee", "value": 75, "unit": "basisPoints", "frequency": "One-Off" } ] } ] }, { "groupName": "Bank fees", "groupDetails": [ { "maxAmount": 4999.99, "feesInfo": [ { "description": "Bank fees - tier 1 - $5,000,000 - $9,999,999", "value": 50, "unit": "basisPoints", "frequency": "One-Off" } ] }, { "minAmount": 5000, "maxAmount": 999999.99, "feesInfo": [ { "description": "Bank fees - tier 2 - $10,000,000+", "value": 25, "unit": "basisPoints", "frequency": "One-Off" } ] } ] } ] }, "commonFees": { "performanceFees": { "hurdleRate": 1, "highWatermark": { "enabled": true, "frequency": "Quarterly" }, "grossOrNet": "Net", "fees": [ { "description": "The performance fee details during the IP period", "value": 1, "unit": "percentage", "frequency": "Annually" }, { "description": "Some other description about the fee structure in the Post-IP period", "value": 0.5, "unit": "basisPoints", "frequency": "Semi-Annually" } ] } } } }, "campaignCompletedDate": "2024-09-12T00:00:00.000Z", "restricted": false, "parentSecurityId": "USCCWSF01I01", "exclusivityType": "private", "status": "active", "shareClassOptions": { "description": "This share class is offered to brokerage accounts", "accountEligibility": "Brokerage" }, "accountId": "US9QIMAOAS1Q", "organization": { "orgId": "TEST1234", "name": "Test Organization" }, "deploymentStatus": "success", "name": "Test Security", "shortName": "Test Sec", "externalIdentifiers": { "isin": "US1234567890", "cusip": "US1234567890", "ticker": "US1234567890" }, "settings": { "bankAccount": { "bankABA": "979384247", "bankName": "Test Bank", "accountName": "Test U.S. Real Estate Fund II Access Fund, L.P.", "accountNumber": "457349587349587" } } }, "signerData": { "email": "[email protected]", "name": "John Doe" }, "extraData": { "ANY_ADDITIONAL_PROPERTY": "anything" }, "organization": { "name": "Test Organization", "orgId": "TEST1234" } } ]