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Pending Remediation

If you send a subscription for remediation, it moves to the Pending Remediation tab.

It remains here until the investing organization makes the necessary changes and resubmits. It then moves back to the Subscriptions Received tab.

For subscriptions that are pending remediation, you'll need to implement the following endpoints:

  • Get Asset Details (filter to return assets under the security ID with Pending Remediation status)

  • Get Asset Details (filter by asset ID)

Remediation Reasons

The following table lists the remediation reasons available.

Code
Reason

EC001

tax document deficiencies

EC002

investor information and AML KYC issues

EC003

sub doc issues

EC004

account issues

EC005

transaction data issues

EC006

other issues