Subscriptions Received

When an investor requests a subscription, the associated information displays in the Subscriptions Received tab.

To review the subscription details:

1. Click the link under Lot ID to review the subscription request and perform next steps.

1. If the investor status is Pending, click the Investor ID link.

1. Click Approve or Reject.

2. Return to the Lot Details screen.

3. Use the buttons at the bottom of the screen to complete next steps (Accept, Reject, or Send for Remediation).

For incoming subscriptions, you'll need to implement the following endpoints:

• Get Asset Details (filtered by security ID)

• Get Security Details (filtered by security ID)

• (filtered by account ID)

• Get Investor Details

To accept the subscription:

1. Click Accept.

1. Click Confirm.

For accepting subscriptions, you'll need to implement the following endpoint:

• Mark Assets as Accepted

To reject a subscription:

1. Click Reject.

1. Enter the reason for rejecting the subscription.

2. Click Confirm.

For rejecting subscriptions, you'll need to implement the following endpoint:

• Reject Digital Asset

To request remediation:

1. Click Send for Remediation.

1. Click the Reason field to display a list.

1. Select a reason that applies.

2. (Optional) Click the Document list to select the document requiring changes.

3. If you selected a document, you can specify a page number.

4. Add comments to elaborate on the selected reason.

5. If there are multiple reasons, click Add Another Reason and repeat steps 2 and 3.

6. Click Confirm.

Note: Once assets are remediated, they return to the "incoming subscription" list.

To request remediation, you'll need to implement the following endpoint:

• Request Digital Asset Remediation (Note: Once assets are remediated, they return to the "incoming subscription" list.)